AMT and Equity Compensation
Alternative minimum tax, nonqualified stock options, incentive stock options and other forms of equity compensation.
Stock swap exercise - corporate policy
Posted by: saspinwall, April 26, 2017 01:51PM
The company's plan document has no mention of exercise methodologies at all. Should one assume that a stock swap is allowed for an ISO or should one assume that only a cash exercise is allowed?

Re: Stock swap exercise - corporate policy
Posted by: Kaye Thomas, May 5, 2017 11:25PM
If forced to make an assumption, it would be cash, because payment in a form other than cash requires particular provisions. But there's no need to proceed based on an assumption: you can ask the stock plan administrator or HR department for a definitive answer.

Kaye Thomas
Fairmark.com



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